The advent and power of connection technologies-tools
that connect people to vast amounts of information and to one
another-will make the twenty-first century all about surprises.
Governments will be caught off-guard when large numbers of their
citizens, armed with virtually nothing but cell phones, take part in
mini-rebellions that challenge their authority. For the media, reporting
will increasingly become a collaborative enterprise between traditional
news organizations and the quickly growing number of citizen
journalists. And technology companies will find themselves outsmarted by
their competition and surprised by consumers who have little loyalty
and no patience. Today, more than 50 percent of the worldʼs population
has access to some combination of cell phones (five billion users) and
the Internet (two billion). These people communicate within and across
borders, forming virtual communities that empower citizens at the
expense of governments. New intermediaries make it possible to develop
and distribute content across old boundaries, lowering barriers to
entry. Whereas the traditional press is called the fourth estate, this
space might be called the "interconnected estate"-a place where any
person with access to the Internet, regardless of living standard or
nationality, is given a voice and the power to effect change.
For the worldʼs most powerful states, the rise of the interconnected
estate will create new opportunities for growth and development, as well
as huge challenges to established ways of governing. Connection
technologies will carve out spaces for democracy as well as autocracy
and empower individuals for both good and ill. States will vie to
control the impact of technologies on their political and economic
power. Some countries, primarily major connected powers such as the
United States, EU member states, and the Asian economic powerhouses (led
by China and to a lesser extent India) will manage to regulate the
interconnected estate within their own borders in ways that strengthen
their respective values. But not all states will be able to control or
embrace the empowerment of the individual. Connection technologies will
add to the strains of less developed societies-forcing them to become
more open and accountable while also giving governments new tools to
constrain opposition and become more closed and repressive. There will
be a constant struggle between those striving to promote what U.S.
Secretary of State Hillary Clinton has called "the freedom to connect"
and those who view that freedom as inimical to their political survival.
Dealing with this dilemma will pose particular challenges for democratic
nations that share common principles of openness and freedom. Their
ideals will clash with well-founded concerns about national security. In
order to avoid yielding the advantage to countries such as China, which
seek to extend their values of control and censorship, countries such
as the United States and the EU member states will have to hold tightly
to freedom and openness.
Democratic governments will most likely be tempted to further their
national interests through the same combination of defense, diplomacy,
and development on which they relied during the Cold War and the decades
after. But these traditional tools will not be enough: although it
remains uncertain exactly how the spread of technology will change
governance, it is clear that old solutions will not work in this new
era. Governments will have to build new alliances that reflect the rise
in citizen power and the changing nature of the state.
Those alliances will have to go far beyond government-to-government
contacts, to embrace civic society, nonprofit organizations, and the
private sector. Democratic states must recognize that their citizensʼ
use of technology may be a more effective vehicle to promote the values
of freedom, equality, and human rights globally than government-led
initiatives. The hardware and software created by private companies in
free markets are proving more useful to citizens abroad than state
sponsored assistance or diplomacy.
Although it is true that governments and the private sector will
continue to wield the most power, any attempts to tackle the political
and economic challenges posed by connection technologies will fail
without the deep involvement of the other rising powers in this
space-namely, nongovernmental organizations and activists. The real
action in the interconnected estate can be found in cramped offices in
Cairo, the living rooms of private homes throughout Latin America, and
on the streets of Tehran. From these locations and others, activists and
technology geeks are rallying political "flash mobs" that shake
repressive governments, building new tools to skirt firewalls and
censors, reporting and tweeting the new online journalism, and writing a
bill of human rights for the Internet age. Taken one by one, these
efforts may be seen as impractical or insignificant, but together they
constitute a meaningful change in the democratic process.
THE REVOLUTION WILL BE PODCAS
The idea of technology empowering citizens for good or for ill is not a
new phenomenon, nor is there a lack of precedents of governments dealing
with how to react to this phenomenon. The arrival of the printing press
in the fifteenth century is an interesting case in point. Although
Johannes Gutenbergʼs invention was truly revolutionary, its promise of
increased access to information was limited by those who owned the
presses and decided what to publish and where it could be distributed.
Repressive governments or other institutions, moreover, had the power to
use the printing press as a tool for control (by generating propaganda)
or oppression (by outlawing antigovernment or antichurch writings).
In the twentieth century, with the advent of radio and television,
nations- and those wealthy or powerful enough to gain access to the
airwaves-could control and even dictate much of what was heard and
seen. Radio and television proved to be powerful propaganda tools for
states that knew what to do with them. North Korea-where people can
only watch state-sponsored channels-is a modern-day version of what was
common in Eastern Europe before the fall of the Berlin Wall. Even when
unlicensed radio emerged in the first half of the Cold War, and
satellite television began to spread during the second half, few people
had the hardware, knowledge, or expertise to develop their own programs,
let alone to secure a broadcast studio or airtime.
Despite these limits, many people chose to watch and listen to
information broadcast through independent sources, which had previously
been unavailable to the masses. These listeners and viewers included
many who worked in governments-often putting themselves at significant
risk of getting caught, losing their livelihood, or worse. A similar
phenomenon is occurring today in places such as Iran and Syria, where
government officials seeking unvarnished news of the world beyond their
borders use so-called proxy servers and circumvention technology to
access their own Facebook or e-mail accounts-platforms their
governments regularly block.
The Iranian Revolution of 1979 illustrates the shift from broadcast
media to another set of communications tools. To be sure, huge social
forces were at work in Iran in the 1970s, including unhappiness with the
shahʼs corrupt and repressive regime and pressure from the
international community. But many historians believe that one of the
keys to the revolution was the ability of Ayatollah Ruhollah Khomeini to
spread his message using a simple device: the cassette tape. Using an
extensive network, Khomeini distributed tapes of his speeches to more
than 9,000 mosques. As Time magazine wrote, the "78-year-old holy man
camped in a Paris suburb and directed a revolution 2,600 miles away
like a company commander assaulting a hill."
The U.S. government was wary of the power of the cassette tape in Iran,
both because this new technology was too difficult to control and
because Washingtonʼs eyes were fixed on the Soviet bloc and the cassette
tapeʼs possible use as a tool for spreading communist propaganda. In
not using this technology, the United States missed out on a powerful
opportunity to promote its values and policies and empower lesser-known
democratic leaders. By the mid-1970s, cassette manufacturers had broken
into emerging markets, and suddenly what had begun as a new
entertainment device had become an effective communications tool.
In the decade that followed, technology helped achieve another
significant step in reducing the power of intermediaries and in
short-circuiting regimes bent on silencing opposition voices. Activists
and human rights campaigners in the Soviet Union and Eastern Europe used
photocopiers and fax machines to spread their own messages and foment
unrest. The technology of today holds even more promise: comparing the
uncertain dial tone of the fax machine with the speed of todayʼs
handheld devices is like comparing a shipʼs compass to the power of
global positioning systems.
ECLIPSE OF THE INTERMEDIARIES
Today, people are far more likely to complain about having to sort
through too much information than to have none at all. Perhaps the most
revolutionary aspect of this change lies in the wealth of platforms that
allow individuals to consume, distribute, and create their own content
without government control.
This does not mean that intermediaries have suddenly become irrelevant,
of course. Companies that provide access to the Internet or software
applications are critical for exchanging information, and governments or
state-owned companies retain the power to block access. But this power
is diminishing, because not even governments can stop, control, or spy
on all sources of information all the time. Meanwhile, the involvement
of diaspora communities in bringing change to their homelands has vastly
increased, creating new sources of financial support and international
pressure. And an entire cottage industry has emerged with the goal of
finding and creating holes in porous firewalls.
The combination of these new technologies and the desire for greater
freedom is already changing politics in some of the worldʼs most
unlikely places. In Colombia in 2008, an unemployed engineer named Oscar
Morales used Facebook and the free Internet-based telephone service
Skype to orchestrate a massive demonstration against the Revolutionary
Armed Forces of Colombia. He was able to muster the largest protest
against a terrorist group in history and the sort of high-profile blow
to militants that no Colombian president has been able to achieve in the
past 40 years. In Moldova in 2009, young people, frustrated and angry
over a collapsing economy and fraying society, gathered in the streets
of Chisinau after a rigged election. They used messages on Twitter to
turn a small protest of 15,000 people into a global event. As
international and internal pressure continued to rise, the rigged
election was overturned, and a new election brought to power the first
noncommunist government in Moldova in more than 50 years. And in Iran
last year, YouTube videos, Twitter updates, and Facebook groups made it
possible for activists and citizens to spread information that directly
challenged the results of the countryʼs flawed presidential election.
Yet for all the inspiring stories and moments of hope abetted by the use
of connection technologies, the potential of such technologies to be
manipulated or used in dangerous ways should not be underestimated. The
worldʼs most repressive regimes and violent transnational groups-from
al Qaeda and the Mexican drug cartels to the Mafia and the Taliban- are
effectively using technology to bring on new recruits, terrify local
populations, and threaten democratic institutions. The Mexican drug
cartels, in order to illustrate the consequences of opposition, spread
graphic videos showing decapitations of those who cooperate with law
enforcement, and al Qaeda and its affiliates have created viral videos
showing the killings of foreigners held hostage in Iraq.
The same encryption technologies used by dissidents and activists to
hide their private communications and personal data from the state are
used by would-be terrorists and criminals. As relatively inexpensive
encryption technology continues to proliferate on the commercial market,
there is little doubt that autocrats and hackers will make use of it,
too. Finding the balance between protecting dissidents and enabling
criminals will be difficult at best.
Afghanistanʼs telecommunications networks provide a useful case study in
how connection technologies can both help and harm a nation. Since U.S.
and NATO forces first launched military operations there in 2001,
cell-phone access in Afghanistan has grown from zero to 30 percent. This
growth has had clear positive effects: mobile-based programs enable
women to run call centers from their cell phones, provide access to
remote medical diagnoses, and give farmers real-time information on
commodity prices. And the 97 percent of Afghans who do not have bank
accounts can save and access money with their cell phones through mobile
money transfers. The salaries for 2,500 Afghan National Police officers
in Wardak Province are transmitted through this technology, which
allows them to then transfer money to their families using text
messaging.
At the same time, the Taliban have become increasingly savvy about using
mobile technology to malicious and deadly effect. Taliban militants
have used cell phones to coordinate attacks, threaten local populations,
and hold local businesses hostage, either by blowing up cell towers or
by forcing them to power down between 6 pm and 8 am, the period when
Taliban militants carry out evening operations. In February 2009,
Taliban inmates in Kabulʼs Policharki prison used cell phones to
orchestrate a number of coordinated attacks on Afghan government
ministries. In Afghanistan- and Iraq, too-it is not uncommon for
insurgents to use cell phones to detonate roadside bombs remotely.
CATS AND MICE
Realists describe international relations as anarchic and dominated by
self-interested states. Although there is little doubt about the
dominant role states will and should play in the world, there is a great
deal of debate about exactly how dominant they will be going forward.
In these pages in 2008, Richard Haass, the president of the Council on
Foreign Relations, described a "nonpolar world" that is "dominated not
by one or two or even several states but rather by dozens of actors
possessing and exercising various kinds of power." In the interconnected
estate, a virtual space that is constrained by different national laws
but not national boundaries, there can be no equivalent to the Treaty of
Westphalia-the 1648 agreement that ended the Thirty Yearsʼ War and
established the modern system of nation-states. Instead, governments,
individuals, nongovernmental organizations, and private companies will
balance one anotherʼs interests.
Not all governments will manage the turbulence left in the wake of
declining state authority in the same way. Much remains uncertain, of
course, but it seems clear that free-market and democratic governments
will be the best suited to manage and cope with this maelstrom. The
greatest danger to the Internet among these countries-perhaps best
defined as the members of the Organization for Economic Cooperation and
Development-will be the overregulation of the technology sector, which
has thus far thrived on entrepreneurial investment and open networks.
Perhaps no country has more carefully considered the implications of
allowing its citizens access to connection technologies than China. The
regimeʼs goals are clear: to control access to content on the Internet
and to use technology to build its political and economic power. Beijing
has arrested online activists and used the countryʼs thriving online
bulletin boards to spread its propaganda. All of this is part of a
strategy to ensure that the technology revolution extends, rather than
destroys, the one-party state and its value system. Around the world,
the Chinese model of Internet control has been copied by nations such as
Vietnam and actively promoted in Asian and African countries where
China is investing heavily in natural resources. And Beijing has moved
to co-opt international institutions, such as the International
Telecommunications Union, in order to gain global credibility and rally
allies behind its efforts to control its citizensʼ communication.
But thanks to the work of activists and nongovernmental organizations
operating inside and outside China, Beijing has learned that its
attempts to establish total control of the Internet will not always
work. The regime has recently been caught oª-guard by the use of cell
phones, blogs, and uploaded videos to encourage labor protests and
report on industrial accidents, environmental problems, and incidents of
corruption. The July 2009 demonstrations by ethnic Uighurs in Xinjiang
drew international media attention even after Beijing completely shut
down all Internet connections in the region; Uighur activists used
social networks and so-called microblogs to spread news among targeted
audiences abroad, including the Uighur diaspora. These kinds of
cat-and-mouse games will no doubt continue, but in the short run there
is doubt that Beijingʼs attempts to control access to information will
largely succeed.
The intersection of connection technologies and state power is also
playing out in the other BRIC nations: Brazil, India, and Russia. In
each of these states, the willingness to welcome new technology in the
service of economic growth has generally prevailed over fears about how
the Internet can be used by criminals, terrorists, or political
troublemakers- but not always. Last spring, for example, Alexei
Dymovsky, a police officer in southern Russia, was arrested after he
posted a tell-all video on YouTube exposing corruption in Russiaʼs
police force.
The acceptance, or lack thereof, of connection technologies can also
vary within the governments of democracies. Turkey is a case in point.
The countryʼs judiciary has blocked YouTube, but the president has
spoken out against the ban. The court ruling was prompted by a series of
blogs and videos that depicted the founder of the Turkish state, Kemal
Atatürk, in a potentially offensive manner. This internal dispute in
Turkey raises the question about whether countries can continue to
protect their version of historical events in the age of the
interconnected estate.
International observers should also keep their eyes on a small group of
hyperconnected states-Finland, Israel, and Sweden, among others-that
have relatively strong central governments, stable economies, and
vibrant technology and innovation sectors. These nations have already
demonstrated their ability to embrace technology and the good sense to
invest in broadband and research. Their governmentsʼ research and
development budgets represent an exceptionally high percentage of GDP.
States that invest in research and infrastructure stand to benefit down
the road.
RIDING THE TSUNAMI
States in the developing world-grouped here as "partially connected"
nations-face a different set of opportunities and challenges in
incorporating connection technologies. The stakes are especially high
for those with weak or failed central governments, underdeveloped
economies, populations that are disproportionately young and unemployed,
and cultures that lend themselves to opposition and dissent, and also
for those contending with outside pressures from large and engaged
diasporas living in technologically advanced nations. The sudden influx
of connection technologies into these societies will threaten the status
quo, leaving fragile governments in potentially unstable positions.
On the bright side, the spread of technology in partially connected
nations such as Egypt is breaking down traditional barriers of age,
gender, and socioeconomic status. Most of this is due to the rise of
cell phones, which have the potential to create the twenty-first-century
equivalent of last centuryʼs green revolution, a movement that used
advanced agricultural technologies and processes to increase food yields
worldwide. In Pakistan, for example, there were only 300,000 cellphone
users in 2000; in August 2010, that number was closer to 100 million.
Such dramatic changes in connectivity are having an impact on the
ground. In Kenya, for example, a company called Safaricom has developed a
program to transfer money using cell phones, which has lowered the
transaction costs for remittances, expanded access to bank accounts for
underserved populations, and streamlined the microfinance process.
In some partially connected countries, such as Côte dʼIvoire, Guinea,
Kyrgyzstan, and Pakistan, connection technologies are shifting, albeit
slowly, the nature of civil society. A growing number of activists work
anonymously and part time; Web sites are replacing physical offices,
with followers and members instead of paid staff; and local groups use
free, open-source platforms instead of having to rely on foreign donors.
At the same time, homegrown companies are filling gaps left by
governments, offering language and job-skills training, financial
services, health care, and the pricing of commodities. Todayʼs activists
are local and yet highly global: they import tools from abroad for
their own purposes while exporting their own ideas.
As technology continues to spread, many governments in partially
connected societies are seeing more costs than benefits. This is
particularly true for those that struggle to maintain their political
legitimacy. Anything that questions the status quo, the party in power,
or the façade of stability poses a threat. For such
governments-including the autocratic, the corrupt, and the unstable-
the potential of quick and unexpected mini-rebellions is particularly
worrisome. In many cases, the only thing holding the opposition back is
the lack of organizational and communications tools, which connection
technologies threaten to provide cheaply and widely.
Over the last several years, regimes that carried out ham-handed
crackdowns have grown more subtle and sophisticated. The actions of the
Iranian government surrounding the countryʼs 2009 elections are a case
in point. In the weeks leading up to the vote, Tehran sporadically
blocked certain Web sites, prevented access to text messaging, and
slowed down Internet connection speeds. On the day of the election
itself, the regime turned oª all forms of digital connectivity and kept
them down for days and even weeks (although a number of activists were
able to use proxy and circumvention technology to get around the
stoppage). Members of the countryʼs Revolutionary Guards posed as
virtual activists and tried to catch online dissenters in the act. What
is perhaps most ominous, Iranian communications officials- employing
anonymous engineers and addresses-created Web sites encouraging people
to post pictures of the protests. They then used the sites to identify,
track, and, in some cases, detain protesters.
Whether or not partially connected countries follow the Iranian example
may depend on the balance between internal political stability and the
need for economic growth. Those nations faced with the task of
restarting or maintaining stagnant or slowly growing economies are more
likely to allow their citizens and businesses to adopt new technologies
and to maintain the free flow of information that is vital to foreign
investment.
TECHNOLOGY, ON THE EDGE
A second and equally large group of developing countries are the
"connecting nations"-places where technological development is still
nascent and where both governments and citizens are testing out tools
and their potential impact. In these states, connection technologies are
not yet sufficiently prevalent to present major opportunities or
challenges. Although these states will invariably rise into the ranks of
the partially connected, it is too early to determine what this will
mean for the relationship among citizens, their governments, and
neighboring nations.
Some of these states, such as Cuba, Myanmar (also called Burma), and
Yemen, have tried to wall oª access to certain technologies entirely.
For example, they have confined access to cell phones to the elite;
this, however, has led to a communications black market, which is most
often used for daily communication but harbors the capacity to foment
opposition. Activists in these states and in their diasporas- such as
those working along Myanmarʼs border with Thailand-try daily to break
the information blockade. In the short term, the regimes that govern
these nations will do their best to maintain monopolies on the tools of
communication.
An even larger group of these connecting states can be called "open by
default"- that is, states that are, in principle, open to the import
and use of connection technologies but whose governments might
periodically introduce restrictive controls, whether fueled by a
paranoid elite class, bureaucratic corruption, perceived security
threats, or other factors. These countries, which are found across
Africa, Central America, and Southeast Asia, are potential agricultural
exporters and havens for light industry. For the ruling governments in
these states, one imagines that the drive to create sustainable,
diverse, and more open economies will often take precedence over fears
that opponents armed with cell phones will threaten the regimeʼs
survival.
Finally, there is a small but globally significant group of nations-the
so-called failed states-that are characterized by chaos and an
inability to act consistently even on the most important issues. Such
states are natural havens for criminal groups and terrorist networks
that may have local grievances but harbor regional and global ambitions.
Somalia is one notable example of this dynamic. Although much of the
activity of the countryʼs rebels and insurgents is directed at targets
within Somaliaʼs borders, some offer international terror networks, arms
traffickers, and drug lords undisturbed territory for recruiting
followers or spreading their ideology. Although connection technologies
can serve as creative outlets for citizen innovation in such countries,
they also offer the opportunity to export terrorist and criminal
behavior.
TEAR DOWN THIS WALL
Efforts by democratic governments to foster freedom and opportunity will
be far stronger if they recognize the vital role technology can play in
enabling their citizens to promote these values- and that technology
is overwhelmingly provided by the private sector.
Companies whose products or services revolve around information
technology- be they producers of cell-phone handsets, manufacturers of
routers that are the building blocks of firewalls, or providers of
Internet platforms-deal in a commodity that is inherently political. In
the interactive world of Web 2.0, the prime mission of some of the
technology sectorʼs fastest-growing corporations is to provide
cross-border connections. Little wonder that the old-guard officials who
dominate repressive regimes see these companies as little more than the
arms dealers of the information age. That said, although the United
States and other countries can publicly warn Chinese officials to abide
by international human rights agreements, companies can actually act-by
publicizing how governments around the world censor content or simply
cut off their citizens from the world. Cell-phone companies play a
particularly important role in this effort, because in many parts of the
world the cell phone is one of the few resources local populations can
use to stand up to abuses.
The nonprofit sector and individual activists around the globe also face
new opportunities. In the interconnected estate, they will continue to
shape government and corporate behavior by promoting freedom of
expression and by protecting citizens from threatening governments. But
at times, they will have to adjust their tactics to reflect the new
environment in which they operate. This means, among other things,
ensuring that efforts to expose wrongdoing do not strengthen governments
apt to make nationalistic appeals; working behind the scenes when that
route will produce better, faster results; and using the technology that
the private sector creates for their own ends. A Web site called
Herdict, for example, collects data on blocked sites in real time,
creating a public log of disruptions to the free flow of online
information and enabling an unprecedented level of user-generated
transparency.
For both companies and the nonprofit sector, the interconnected estate
provides a place where they can join together in new alliances to
multiply their impact. One example is the Global Network Initiative, an
organization that brings together information technology companies,
human rights groups, socially responsible investors, and academics in an
effort to promote free expression online and protect privacy. (Google
is one of the founding corporate members.) GNI has issued specific
guidelines for companies and other groups forced to confront governments
that censor content or ask for information about users. Under this
arrangement, companies agree to let outside assessors determine their
compliance with the guidelines and all members agree to promote common
goals.
COALITIONS OF THE CONNECTED
Continuous innovation-and the increasing population of the
interconnected estate-will pose new, difficult challenges for people
and governments the world over. Even the best-informed and most active
users of technology will find themselves caught in a blur of new devices
and services. In an era when the power of the individual and the group
grows daily, those governments that ride the technological wave will
clearly be best positioned to assert their influence and bring others
into their orbits. And those that do not will find themselves at odds
with their citizens.
Democratic states that have built coalitions of their militaries have
the capacity to do the same with their connection technologies. This is
not to suggest that connection technologies are going to transform the
world alone. But they offer a new way to exercise the duty to protect
citizens around the world who are abused by their governments or barred
from voicing their opinions.
Faced with these opportunities, democratic governments have an
obligation to join together while also respecting the power of the
private and nonprofit sectors to bring about change. They must listen to
those on the frontlines and recognize that their citizensʼ use of
technology can be an effective vehicle to promote the values of freedom,
equality, and human rights globally. In a new age of shared power, no
one can make progress alone.
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